5 Amazing compliance analyst Resume Examples (Updated 2023) + Skills & Job Descriptions

compliance analyst

Build your resume in 15 minutes

Give yourself the best chance of standing out from the competition!

Create an awesome resume that meets the expectations of potential employers with our selection of professional, field-tested resume templates.

START YOUR RESUME NOW

compliance analyst: Resume Samples & Writing Guide

Employment history

Senior Compliance Analyst, Google Mountain View, California

July 2023 – Present

Prepare and submit reports to management and regulatory agencies
Conduct periodic compliance reviews and audits
Provide guidance and support to other departments and personnel

Compliance Analyst, JPMorgan Chase New York, New York

January 2022 – June 2023

Assist with the development and implementation of internal controls
Participate in meetings and other activities to ensure compliance
Investigate potential violations of laws, regulations and internal policies

Jr. Compliance Analyst, Microsoft Redmond, Washington

August 2020 – December 2021

Conduct periodic compliance reviews and audits
Assist with the development of compliance training programs
Provide guidance and support to other departments and personnel

Education

University of California, Berkeley, California

Project Management, June, 2020

Skills

Negotiation

Technical

Networking

Communication

Regulatory Compliance

Troubleshooting

Technical

Compliance Monitoring

Do you already have a resume? Use our PDF converter and edit your resume.

Build My Resume

Professional Summary

A highly motivated Compliance Analyst with experience in administrative and clerical tasks. Proven ability to manage multiple tasks and projects efficiently, while ensuring compliance with relevant regulations.

Employment history

Senior Compliance Analyst, General Electric Boston, Massachusetts

December 2010 – Present

Assist with the development and implementation of internal controls
Develop and maintain compliance programs and policies
Investigate potential violations of laws, regulations and internal policies

Associate Compliance Analyst, JPMorgan Chase New York, New York

June 2010 – November 2010

Provide guidance and support to other departments and personnel
Maintain records of compliance activities
Assist with the development of compliance training programs

Junior Compliance Analyst, Bank of America Charlotte, North Carolina

November 2009 – May 2010

Participate in meetings and other activities to ensure compliance
Assist with the development of compliance training programs
Prepare and submit reports to management and regulatory agencies

Education

University of Florida, Gainesville, Florida

Doctor of Human Resources Management, October, 2009

University of Florida, Gainesville, Florida

Bachelor of Science in Office Administration, October, 2005

Skills

Business Acumen

Process Improvement

Database Management

Time Management

Regulatory Compliance

Business Acumen

Risk Management

Compliance Monitoring

Build My Resume

Employment history

Senior Compliance Analyst, Amazon Seattle, Washington

February 2022 – Present

Develop and maintain compliance programs and policies
Maintain records of compliance activities
Provide guidance and support to other departments and personnel

Associate Compliance Analyst, Apple Cupertino, California

September 2020 – January 2022

Monitor compliance with applicable laws, regulations and internal policies
Prepare and review contracts and other documents to ensure compliance
Conduct periodic compliance reviews and audits

Jr. Compliance Analyst, Walmart Bentonville, Arkansas

September 2019 – August 2020

Participate in meetings and other activities to ensure compliance
Prepare and review contracts and other documents to ensure compliance
Develop and maintain relationships with external stakeholders

Education

University of Maryland, College Park, Maryland

Doctor of Business Administration, July, 2019

University of Maryland, College Park, Maryland

Bachelor of Science in Accounting, July, 2015

Skills

Organization

Conflict Resolution

Visualization

Self-Motivation

Financial Management

Business Acumen

Quality Assurance

Networking

Build My Resume

Professional Summary

Highly organized and detail-oriented Compliance Analyst with a proven track record of success in the Administrative & Clerical field. Experienced in developing and implementing comprehensive compliance plans to ensure regulatory compliance and minimize risk.

Employment history

Senior Compliance Analyst, JPMorgan Chase New York, New York

February 2015 – Present

Research and analyze new and existing laws and regulations
Investigate potential violations of laws, regulations and internal policies
Prepare and review contracts and other documents to ensure compliance

Compliance Analyst, Google Mountain View, California

February 2014 – January 2015

Conduct periodic compliance reviews and audits
Provide guidance and support to other departments and personnel
Develop and maintain compliance programs and policies

Junior Compliance Analyst, Bank of America Charlotte, North Carolina

August 2012 – January 2014

Research and analyze new and existing laws and regulations
Prepare and review contracts and other documents to ensure compliance
Maintain records of compliance activities

Education

University of California, Berkeley, California

Master of Science in Business Administration, June, 2012

University of California, Berkeley, California

Bachelor of Science in Medical Office Administration, June, 2008

Skills

Visualization

Negotiation

Collaboration

Data Analysis

Business Acumen

Networking

Quality Assurance

Financial Management

Build My Resume

Professional Summary

Highly experienced Compliance Analyst with an in-depth knowledge of administrative and clerical procedures. Proven track record of successful compliance enforcement to ensure organizational regulations are followed.

Employment history

Lead Compliance Analyst, Walmart Bentonville, Arkansas

January 2010 – Present

Participate in meetings and other activities to ensure compliance
Research and analyze new and existing laws and regulations
Identify compliance issues and recommend corrective action

Associate Compliance Analyst, Apple Cupertino, California

January 2009 – December 2009

Provide guidance and support to other departments and personnel
Prepare and review contracts and other documents to ensure compliance
Prepare and submit reports to management and regulatory agencies

Jr. Compliance Analyst, UnitedHealth Group Minnetonka, Minnesota

August 2007 – December 2008

Develop and maintain compliance programs and policies
Monitor compliance with applicable laws, regulations and internal policies
Respond to inquiries from regulatory agencies

Education

University of Maryland, College Park, Maryland

Bachelor of Science in Business Administration, June, 2007

Skills

Research

Technical

Adaptability

Negotiation

Business Acumen

Security.

Computer Literacy

Technical

Use This compliance analyst Resume Template

Not in love with this template? Browse our full library of resume templates

compliance analyst Job Descriptions; Explained

If you're applying for an compliance analyst position, it's important to tailor your resume to the specific job requirements in order to differentiate yourself from other candidates. Including accurate and relevant information that directly aligns with the job description can greatly increase your chances of securing an interview with potential employers.

When crafting your resume, be sure to use action verbs and a clear, concise format to highlight your relevant skills and experience. Remember, the job description is your first opportunity to make an impression on recruiters, so pay close attention to the details and make sure you're presenting yourself in the best possible light.

compliance analyst

Performed compliance testing results of all business units with the respective regulations, client contracts and operational adherence’s
Performed compliance check for the vendor management team with regards to due diligence reports, OFAC check, Evaluation of W9 forms, CFPB check, and BBB check
Worked closely with Compliance Managers from different Business Areas and identified the risks and their severity
Prepared details reports stating the effectiveness of compliance controls to determine whether the risk controls are operating as intended and published these reports to the Board of Directors, Executive Management and the BU

compliance analyst

Perform loan level due diligence reviews on residential loan pool acquisitions by; reviewing historical notes from servicing, to determine the current status of an asset to identify adverse findings and recommend potential drops.
Consistently review third party services (valuation, fraud, compliance) to provide valuable input for loan decisions.
Create detailed chronology report of events that lead to untimely claim submission by interviewing third party. Compile data and calculate timeframes of financial and legal document submission.
Complied with regulatory requirements, including the Bank Secrecy Act, Anti Money Laundering, OFAC, USA Patriot Act, and HMDA

compliance analyst

Monitoring and surveillance of investment guidelines in Bloomberg AIM and Compliance checklists
Post trade monitoring of investment guidelines and follow up on breaches identified
Maintain compliance records, register and files
Proactively enhance knowledge of new and changing regulations and industry best practices through self-education and by actively engaging with industry peers and associations.

compliance analyst

Collect, analyze, and process data for timely completion and filing of sales/use tax returns.
Process tax returns and filings for assigned clients.
Complete month end reporting.
Maintained a professional relationship with clients.

compliance analyst

Supported Compliance with Regulatory requirements required by the US Patriot Act article 326 for the Seller Identification Program (SIP) by researching and analysing with documentary or non-documentary means.
Work responsibilities include OFAC Sanctions Screening, Contract retention and documentation, PEP and Adverse News Screening, and KYC due diligence.
Displaying/Exploding Parts BoM by applying T-Code.
Seeking Vendor information for Parts by Vendor Pricing Report T-Code.

1 2 3

compliance analyst Job Skills

For an compliance analyst position, your job skills are a key factor in demonstrating your value to the company and showing recruiters that you're the ight fit for the role. It's important to be specific when highlighting your skills and ensure that they are directly aligned with the job requirements, as this can greatly improve your chances of being hired. By showcasing your relevant skills and experience, you can make a compelling case for why you're the best candidate for the job.

How to include technical skills in your resume:

Technical skills are a set of specialized abilities and knowledge required to perform a particular job effectively. Some examples of technical skills are data analysis, project management, software proficiency, and programming languages, to name a few.

Add the technical skills that will get hired in your career field with our simple-to-use resume builder. Select your desired resume template, once you reach the skills section of the builder, manually write in the skill or simply click on "Add more skills". This will automatically generate the best skills for your career field, choose your skill level, and hit "Save & Next."

Data Analysis
Computer Literacy
Database Management
Troubleshooting
Quality Assurance
Technical
Project Management
Risk Management
Process Improvement
Financial Management
Reporting
Business Acumen
Visualization
Accounting
System Administration
Regulatory Compliance
Compliance Monitoring
Documentation
Networking
Security.

How to include soft skills in your resume:

Soft skills are non-technical skills that relate to how you work and that can be used in any job. Including soft skills such as time management, creative thinking, teamwork, and conflict resolution demonstrate your problem-solving abilities and show that you navigate challenges and changes in the workplace efficiently.

Add competitive soft skills to make your resume stand-out to recruiters! Simply select your preferred resume template in the skills section, enter the skills manually or use the "Add more skills" option. Our resume builder will generate the most relevant soft skills for your career path. Choose your proficiency level for each skill, and then click "Save & Next" to proceed to the next section.

Communication
Interpersonal
Leadership
Time Management
Problem Solving
Decision Making
Critical Thinking
Creativity
Adaptability
Teamwork
Organization
Planning
Public Speaking
Negotiation
Conflict Resolution
Research
Analytical
Attention to Detail
Self-Motivation
Stress Management
Collaboration
Coaching
Mentoring
Listening
Networking
Strategic Thinking
Negotiation
Emotional Intelligence
Adaptability
Flexibility
Reliability
Professionalism
Computer Literacy
Technical
Data Analysis
Project Management
Customer Service
Presentation
Written Communication
Social Media
Troubleshooting
Quality Assurance
Collaboration
Supervisory
Risk Management
Database Management
Training
Innovation
Documentation
Accounting
Financial Management
Visualization
Reporting
Business Acumen
Process Improvement
Documentation
Relationship Management.

How to Improve Your compliance analyst Resume

Navigating resume pitfalls can mean the difference between landing an interview or not. Missing job descriptions or unexplained work history gaps can cause recruiters to hesitate. Let's not even talk about the impact of bad grammar, and forgetting your contact info could leave your potential employer hanging. Aim to be comprehensive, concise, and accurate.

Employment history

Senior Compliance Analyst, Amazon Seattle, Washington

January 2016 – Present

Conduct periodic compliance reviews and audits
Investigate potential violations of laws, regulations and internal policies
Monitor compliance with applicable laws, regulations and internal policies

Associate Compliance Analyst, General Electric Boston, Massachusetts

January 2015 – December 2015

Develop and maintain compliance programs and policies
Provide guidance and support to other departments and personnel
Assist with the development and implementation of internal controls

Jr. Compliance Analyst, General Electric Boston, Massachusetts

July 2014 – December 2014

Education

Harvard University, Cambridge, Massachusetts

Bachelor of Arts in Medical Office Administration, May, 2014

Skills

Documentation

Creativity

Process Improvement

Strategic Thinking

Data Analysis

Quality Assurance

Troubleshooting

Security.

Include your Contact Information and Job Descriptions

Missing job descriptions lessens your chances of getting hired.

Key Insights

Employers want to know what you've accomplished, so make sure to include descriptions for all of your previous jobs.
Keep job descriptions short but don't just list your jobs.
Never copy-paste a job description to post on your resume. Get inspired and use tools to help you write customized descriptions.

How to Optimize Your compliance analyst Resume

Keep an eye out for these resume traps. Neglecting to detail your job roles or explain gaps in your career can lead to unnecessary doubts. Grammar blunders can reflect negatively on you, and without contact information, how can employers reach you? Be meticulous and complete.

Employment history

Lead Compliance Analyst, JPMorgan Chase New York, New York

February 2016 – May 2022

Monitor complience with applicable laws, regulaitons and internal policys
Develop and maintan compliance programs and policys
Provide guidace and suport to other departments and personel

Associate Compliance Analyst, Bank of America Charlotte, North Carolina

August 2014 – January 2016

Conduct periodical compliance reviews and audits
Develops and maintain compliance programs and policies
Assists with the development and implementation of internal controlls

Entry Level Compliance Analyst, Google Mountain View, California

August 2013 – July 2014

Develp and maintain relationships with external stakeholder's
Investigate potential violation's of laws, regulation's and internal policie's
Reserach and analyse new and exsisting law's and regulation's.

Education

University of California, Berkeley, California

MD in Accounting, July, 2013

University of California, Berkeley, California

Bachelor of Science in Office Administration, July, 2009

Skills

Strategic Thinking

Problem Solving

Decision Making

Research

Technical

Process Improvement

Financial Management

Documentation

Correct Grammar and Address Gap Years in Your Resume

Don't leave unexplained gaps in your work history.

Key Insights

When explaining gaps in your employment section, start by being honest.
Elaborate on the gap and show that you never stopped learning.
Explain and elaborate any gap in your work history by highlighting new skills.

compliance analyst Cover Letter Example

A cover letter can be a valuable addition to your job application when applying for an compliance analyst position. Cover letters provide a concise summary of your qualifications, skills, and experience, also it also gives you an opportunity to explain why you're the best fit for the job. Crafting a cover letter that showcases your relevant experience and enthusiasm for the Accounts Payable role can significantly improve your chances of securing an interview.

Senior Compliance Analyst
Bank of America
Charlotte, North Carolina

To the Hiring Team at Bank of America

I am excited to apply for the Senior Compliance Analyst position at Bank of America. As a highly skilled Compliance Analyst with 3 years of experience in Administrative & Clerical, I am confident that I can contribute significantly to your organization.

As someone who has faced challenges in various areas of my life and has overcome them, I am confident in my ability to adapt and thrive in any environment. I have developed a reputation for being a collaborative team player and an effective problem solver, which has been instrumental in my career's success. With my experience and passion for Administrative & Clerical, I am excited to apply my skills to this role and contribute to your organization's growth and success.

I appreciate the opportunity to apply for the Senior Compliance Analyst position. I am confident that I can make a valuable contribution to your organization and that together there is no challenge that we cannot overcome. I will be waiting, hopeful for what the future will bring.

Looking forward to hearing from you,
Marcus Jones
701-318-7518
marcusjones79@zoho.com

Marcus Jones

CUSTOMIZE THIS COVER LETTER

Showcase your most significant accomplishments and qualifications with this cover letter.
Personalize this cover letter in just few minutes with our user-friendly tool!

Related Resumes & Cover Letters