Compliance Auditor Resume Examples

sr. compliance auditor

  •  Assisted manager and above in developing client’s internal audit scope and testing plans.
  • Created operational, financial and compliance audit programs and reviewed and approved corresponding work papers completed by audit staff ensuring timely turnover to client and external auditors.
  • Developed and implemented internal controls, risk control matrices and narrative documentation for leading Retail and Consumer initiating an IPO. 
  • Demonstrated autonomous decision making and critical thinking skills in performing analytical procedures, ensuring the effectiveness of the scope of the audit; increasing or decreasing testing to commensurate with control risk and audit findings. 
  • Interfaced with clients in all phases of the audit procedures including planning, fieldwork, and reporting. 
  • Responsibilities included client interviews, procurement of client documentation, and working closely with management to deliver a quality audit.
  • Coached and managed newly hired associates on audit methodology, client business processes and internal audit structure.

compliance auditor

  • Composed and drafted outgoing correspondence and reports for managers 
  • Completed over 20 compliance audits per month 
  • Displayed meticulous attention to detail when gathering and analyzing data