Kyc Analyst Resume Examples

kyc analyst

  • Served the Clients and Business from UK Region.
  • Adoption of New Clients- Regulated, Listed, Private, High Risk SPV’s, PIV’s
  • Adherence to Global AML Guidelines
  • Performing background checks – PCR, Lexis-Nexis
  • Adoption of Client as per the below mentioned regulatory requirements :DODD-FRANK, EMIR, MIFID, FATCA, CRS
  • Detailed Research on every documentation provided as per the KYC Guidelines.
  • MIS Reporting to Top Management.

kyc analyst

  • Complete KYC on boarding for new and pre-existing customer (KYC Refresh)
  • Work with clients and internal partners to obtain all necessary support documentation to ensure completion of KYC records for complex client types in complex regulatory environments.
  • Compiling PEP, Negative information for AML and Business.
  • Daily allocation workflow tracking. 

kyc analyst

  •  Maintaining the data, generating the reports and publish MIS(Management Information System) to the front end users RM, CH and RBH.
  •  Verifying the loan disbursed amount and KYC verifications.
  •  Performed the requires KYC screenings on customers documenting the information obtained on the client’s as requires by global KYC procedures.
  •  Coordinating with the front end users SO’s RM’s and CH’s to support them for business growth, solving their issues to automation process. 

kyc analyst

  • Ensuring compilance with all FIA acts and regulations on AML
  • Effectively conducted AML formality reports on questionable accounts and suspicious transactions
  • Performed appropriate and confidential handling of sensitive information
  • Performed the required KYC screening on customers,documenting the information obtained on the clients as required by global KYC procedures
  • Complete analysis of transactional information to identify risk,trends and potential suspicious activities

kyc analyst

  • Maintaining the data, generating the reports and publish MIS(Management Information System) to the front end users RM, CH and RBH.
  • Verifying the loan disbursed amount and KYC verifications.
  • Performed the requires KYC details on customers documenting the information obtained on the client’s as requires by global KYC procedures.
  • Coordinating with the front end users SO’s RM’s and CH’s to support them for business growth, solving their issues to automation process. 

kyc analyst

  • Prepared KYC Due Diligence profiles on a wide range of entity types (Trusts, LLC’s, Partnerships, and Sole Traders). 
  • Customer Identification Process as it pertains to corporations and individual client. 
  • Performed Sanctions screening and PEPs identification. Reviewed potential negative news hits across Global Client Management divisions. 
  • Reviewed and ensuring the adequacy of USA Patriot Act certifications supplied by the Bank’s foreign correspondents housed in the bank systems. 
  • Analysis of transactional information to identify risk, trends and potential wary activity. 
  • Performed the required KYC screenings on customers documenting the information obtained on the client’s as required by global KYC procedures. 
  • Researched and verified the parties involved in suspicious transactions against various database, LexisNexis, OFAC, World-check and Internet searches. 

kyc analyst

  • Maintained close working knowledge of assigned investigations and advised supervisors of their progress and any matters of concern. 
  • Reviewed all required AML/ KYC Regulatory requirements for all clients and analyzing any transactions that appear unusual based on the customers profile 
  • Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC, customer/transaction monitoring. 
  • Effectively conducted AML /KYC formality reports on questionable accounts and transactions. 

kyc analyst

  • Improved and implemented customer risk rating criteria with KYC management and procedure for both consumer and corporate customer. 
  • Preparation and updating of daily Dashboard 
  • Reiteration of updates to team members in Team Meetings 
  • Achieving targets with good quality 

kyc analyst

  • Validating KYC risk compliance based on research of customer records, verification of account purpose and legitimacy, analysis of transaction activity.
  •  Conducted reviews of client documentation and information obtained by client contacts within the business units.
  • Researched client information via Google and LexisNexis.
  • Completed Suspicious Activity Reports (SAR) as required by the Bank Secrecy Act
  • Conduct background investigations as required

kyc analyst

  • Reviewing Private entities, Government bodies, SPV, Funds, Trust, Regulated, Listed, Sub of Listed entities 
  • Ensuring compliance with KYC policies and procedures, applicable rules and regulations 
  • Obtaining and reviewing KYC information against various third party sources such as Bloomberg, Lexis Nexis, SEC filings, FSA Register and internal databases to validate customer supplied information 
  • Collating, reviewing and preparing relevant KYC documentation for new Clients covering all risk categories, entity types including financial institutions, commercial, central and supranational banks, limited companies, partnerships, mutual and private equity funds, SPVs
  • Working directly with Sales staff, Relationship managers, Internal Legal, Compliance and other areas in order to identify and communicate required KYC information and provide guidance on policy and procedural requirements
  • Presented and coordinated relevant KYC information to Senior Management in various internal committees
  • Compiling and preparing regular detailed reports for sanction checks and all matters that require escalation to compliance. 
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